An openwetware blog on the challenges of open and connected science

peer review

Pub-sub/syndication patterns and post publication peer review

I think it is fair to say that even those of us most enamored of post-publication peer review would agree that its effectiveness remains to be demonstrated in a convincing fashion. Broadly speaking there are two reasons for this; the first is the problem of social norms for commenting. As in there aren’t any. I think it was Michael Nielsen who referred to the “Kabuki Dance of scientific discourse”. It is entirely allowed to stab another member of the research community in the back, or indeed the front, but there are specific ways and forums in which it is acceptable to do. No-one quite knows what the appropriate rules are for commenting on online fora, as best described most recently by Steve Koch.

My feeling is that this is a problem that will gradually go away as we evolve norms of behaviour in specific research communities. The current “rules” took decades to build up. It should not be surprising if it takes a few years or more to sort out an adapted set for online interactions. The bigger problem is the one that is usually surfaced as “I don’t have any time for this kind of thing”. This in turn can be translated as, “I don’t get any reward for this”. Whether that reward is a token for putting on your CV, actual cash, useful information coming back to you, or just the warm feeling that someone else found your comments useful, rewards are important for motivating people (and researchers).

One of the things that links these two together is a sense of loss of control over the comment. Commenting on journal web-sites is just that, commenting on the journal’s website. The comment author has “given up” their piece of value, which is often not even citeable, but also lost control over what happens to their piece of content. If you change your mind, even if the site allows you to delete it, you have no way of checking whether it is still in the system somewhere.

In a sense, when the Web 2.0 world was built it was got nearly precisely wrong for personal content. For me Jon Udell has written most clearly about this when he talks about the publish-subscribe pattern for successful frameworks. In essence I publish my content and you choose to subscribe to it. This works well for me, the blogger, at this site, but it is not so great for the commenter who has to leave their comment to my tender mercies on my site. It would be better if the commenter could publish their comment and I could syndicate it back to my blog. This creates all sorts of problems; it is challenging for you to aggregate your own comments together and you have to rely on the functionality of specific sites to help you follow responses to your comments. Jon wrote about this better than I can in his blog post.

So a big part of the problem could be solved if people streamed their own content. This isn’t going to happen quickly in the general sense of everyone having a web server of their own - it still remains too difficult for even moderately skilled people to be bothered doing this. Services will no doubt appear in the future but current broadcast services like twitter offer a partial solution (its “my” twitter account, I can at least pretend to myself that I can delete all of it). The idea of using something like the twitter service at microrevie.ws as suggested by Daniel Mietchen this week can go a long way towards solving the problem. This takes a structured tweet of the form @hreview {Object};{your review} followed optionally by a number of asterisks for a star rating. This doesn’t work brilliantly for papers because of problems with the length of references for the paper, even with shortened dois, the need for sometimes lengthy reviews and the shortness of tweets. Additionally the twitter account is not automatically associated with a unique research contributor ID. However the principle of the author of the review controlling their own content, while at the same time making links between themselves and that content in a linked open data kind of way is extremely powerful.

Imagine a world in which your email outbox or local document store is also webserver (via any one of an emerging set of tools like Wave, DropBox, or Opera Unite). You can choose who to share your review with and change that over the time. If you choose to make it public the journal, or the authors can give you some form of credit. It is interesting to think that author-side charges could perhaps be reduced for valuable reviews. This wouldn’t work in a naive way, with $10 per review, because people would churn out  large amounts of rubbish reviews, but if those reviews are out on the linked data web then their impact can be measured by their page rank and the authors rewarded accordingly.

Rewards and control linked together might provide a way of solving the problem - or at least of solving it faster than we are at the moment.

Fantasy Science Funding: How do we get peer review of grant proposals to scale?

This post is both a follow up to last week’s post on the cost’s of peer review and a response to Duncan Hull’s post of nine or so months ago proposing a game of “Fantasy Science Funding“. The game requires you to describe how you would distribute the funding of the BBSRC if you were a benign (or not so benign) dictator. The post and the discussion should be read bearing in mind my standard disclaimer.

Peer review is in crisis. Anyone who tells you otherwise either has their head in the sand or is trying to sell you something. Volumes are increasing, quality of review is decreasing. The willingness of scientists to take on refereeing is increasingly the major problem for those who commission it. This is a problem for peer reviewed publication but the problems for the reviewing of funding applications are far worse.

For grant review, the problems that are already evident in scholarly publishing, fundamentally the increasing volume, are exacerbated by the fact that success rates for grans are falling and that successful grants are increasingly in the hands of a smaller number of people in a smaller number of places. Regardless of whether you agree with this process of concentrating grant funding this creates a very significant perception problem. If the perception of your referees is that they have no chance of getting funding, why on earth should they referee

Is this really happening? Well in the UK chemistry community last year there was an outcry when two EPSRC grant rounds in a row had success rates of 10% or lower. Bear in mind this was the success rate of grants that made it to panel, i.e. it is an upper bound, assuming there weren’t any grants removed at an earlier stage. As you can imagine there was significant hand wringing and a lot of jumping up and down but what struck me was two statements I heard made. The first, was from someone who had sat on one of the panels, was that it “raises the question of whether it is worth our time to attend panel meetings”. The second was the suggestion that the chemistry community could threaten to unilaterally withdraw from EPSRC peer review. These sentiments are now being repeated on UK mailing lists in response to EPSRC’s most recent changes to grant submission guidelines. Whether serious or not, credible or not, this shows that the compact of community contribution to the review process is perilously close to breaking down.

The research council response to this is to attempt to reduce the number of grant proposals, generally by threatening to block those who have a record of serial rejection. This will fail. With success rates as low as they are, and with successful grants concentrated in the hands of the few, most academics are serial failures. The only way departments can increase income is by increasing the volume and quality of grant applications. With little effective control over quality the focus will necessarily be on increasing volume. The only way research councils will control this is either by making applications a direct cost to departments, or by reducing the need of academics to apply.

The cost of refereeing is enormous and largely hidden. But it pales into insignificance compared to the cost of applying for grants. Low success rates make the application process an immense waste of departmental resources. The approximate average cost of running a UK academic for a year is £100,000. If you assume that each academic writes one grant per year and that this takes around two weeks full time work that amounts to ~£4k per academic per year. If there are 100,000 academics in the UK this is £400M, which with a 20% success rate means that £320M is lost in the UK each year. Let’s say that £100M is a reasonable ballpark figure.

In more direct terms this means that academics who are selected for their ability to do research, are being taken away from what they are good at to play a game which they will on average lose four times out of five. It would be a much more effective use of government funding to have those people actually doing research.

So this is a game of Fantasy Funding, how would I spend the money? Well, rather than discuss my biases about what science is important, which are probably not very interesting, it is perhaps more useful to think about how the system might be changed to reduce these wastages. And there is a simple, if somewhat radical, way of doing this.

Cut the budget in two and distribute half of it directly to academics on a pro-rata basis.

By letting researcher’s focus on getting on with research you will reduce their need for funding and reduce the burden. By setting the bar naturally higher for funding research you still maintain the perception that everyone is in with a chance and reduce the risk of referee drop out due to dis-enchantment with the process. More importantly you enable innovative research by allowing it to keep ticking over and in particular you enable a new type of peer review.

If you look at the amounts of money involved, say a few hundred million pounds for BBSRC, and divide that up amongst all bioscience academics, you end up with figures of a £5-20K per academic per year. Not enough to hire a postdoc, just about enough to run a PhD student (at least at UK rates). But what if you put that together with the money from a few other academics? If you can convince your peers that you have an interesting and fun idea then they can pool funds together. Or perhaps share a technician between two groups so that you don’t lose the entire group memory every time a student leaves? Effective collaboration will lead to a win on all sides.

If these arguments sound familiar it is because they are not so different to the notion of 20% time, best known as a Google policy of having all staff spend some time on personal projects. By supporting low level innovation and enabling small scale judging of ideas and pooling of resources it is possible to enable bottom up innovation of precisely the kind that is stifled by top down peer review.

No doubt there would be many unintended consequences, and probably a lot of wastage, but in amongst that I wouldn’t bet against the occassional brilliant innovation which is virtually impossible in the current climate.

What is clear is that doing nothing is not an option. Look at that EPSRC statement again. People with a long term success rate below 25% will be blocked…I just checked my success rate over the past ten years (about 15% by numbers of grants, 70% by value but that is dominated by one large grant). The current success rate at chemistry panel is around 15%. And that is skewed towards a limited number of people and places.

The system of peer review relies absolutely on the communities agreement to contribute and some level of faith in the outcome. It relies absolutely on trust. That trust is perilously close to a breakdown.

What is the cost of peer review? Can we afford (not to have) high impact journals?

Late last year the Research Information Network held a workshop in London to launch a report, and in many ways more importantly, a detailed economic model of the scholarly publishing industry. The model aims to capture the diversity of the scholarly publishing industry and to isolate costs and approaches to enable the user to ask questions such as “what is the consequence of moving to a 95% author pays model” as well as to simply ask how much money is going in and where it ends up. I’ve been meaning to write about this for ages but a couple of things in the last week have prompted me to get on and do it.

The first of these was an announcement by email [can’t find a copy online at the moment] by the EPSRC, the UK’s main funder of physical sciences and engineering. While the requirement for a two page enconomic impact statement for each grant proposal got more headlines, what struck me as much more important were two other policy changes. The first was that, unless specifically invited, rejected proposals can not be resubmitted. This may seem strange, particularly to US researchers, where a process of refinement and resubmission, perhaps multiple times, is standard, but the BBSRC (UK biological sciences funder) has had a similar policy for some years. The second, frankly somewhat scarey change, is that some proportion of researchers that have a history of rejection will be barred from applying altogether. What is the reason for these changes? Fundamentally the burden of carrying out peer review on all of the submitted proposals is becoming too great.

The second thing was that, for the first time, I have been involved in refereeing a paper for a Nature Publishing Group journal. Now I like to think, like I guess everyone else does, that I do a reasonable job of paper refereeing. I wrote perhaps one and a half sides of A4 describing what I thought was important about the paper and making some specific criticisms and suggestions for changes. The paper went around the loop and on the second revision I saw what the other referees had written; pages upon pages of closely argued and detailed points. Now the other referees were much more critical of the paper but nonetheless this supported a suspicion that I have had for some time, that refereeing at some high impact journals is qualitatively different to what the majority of us receive, and probably deliver; an often form driven exercise with a couple of lines of comments and complaints. This level of quality peer review takes an awful lot of time and it costs money; money that is coming from somewhere. Nonetheless it provides better feedback for authors and no doubt means the end product is better than it would otherwise have been.

The final factor was a blog post from Molecular Philosophy discussing why the author felt Open Access Publishers are, if not doomed to failure, then face a very challenging road ahead. The centre of the argument as I understand it focused around the costs of high impact journals, particularly the costs of selection, refinement, and preparation for print. Broadly speaking I think it is generally accepted that a volume model of OA publication, such as that practiced by PLoS ONE and BMC can be profitable. I think it is also generally accepted that a profitable business model for high impact OA publication has yet to be convincingly demonstrated. The question I would like to ask though is different. The Molecular Philosophy post skips the zeroth order questions. Can we afford high impact publications?

Returning to the RIN funded study and model of scholarly publishing some very interesting points came out [see Daniel Hull’s presentation for most of the data here]. The first of these, which in retrospect is obvious but important, is that the vast majority of the costs of producing a paper are incurred in doing the research it describes (£116G worldwide). The second biggest contributor? Researchers reading the papers (£34G worldwide). Only about 14% of the costs of the total life cycle are actually taken up with costs directly attributable to publication. But that is the 14% we are interested in, so how does it divide up?

The “Scholarly Communication Process” as everything in the middle is termed in the model is divided up into actual publication/distribution costs (£6.4G), access provision costs (providing libraries and internet access, £2.1G) and the costs of researchers looking for articles (£16.4G). Yes, the biggest cost is the time you spend trying to find those papers. Arguably that is a sunk cost in as much as once you’ve decided to do research searching for information is a given, but it does make the point that more efficient searching has the potential to save a lot of money. In any case it is a non-cash cost in terms of journal subscriptions or author charges.

So to find the real costs of publication per se we need to look inside that £6.4. Of the costs of actually publishing the articles the biggest single cost is peer review weighing in at around £1.9G globally, just ahead of fixed “first copy” publication costs of £1.8G. So 29% of the total costs incurred in publication and distribution of scholarly articles arises from the cost of peer review.

There are lots of other interesting points in the reports and models (the UK is a net exporter of peer review, but the UK publishes more articles than would be expected based on its subscription expenditure) but the most interesting aspect of the model is its ability to model changes in the publishing landscape. The first scenario presented is one in which publication moves to being 90% electronic. This actually leads to a fairly modest decrease in costs overall with a total overall saving of a little under £1G (less than 1%). Modeling a move to a 90% author pays model (assuming 90% electronic only) leads to very little change overall, but interestingly that depends significantly on the cost of systems put in place to make author payments. If these are expensive and bureaucratic then the costs can rise as many small payments are more expensive than few big ones. But overall the costs shouldn’t need to change much, meaning if mechanisms can be put in place to move the money around, the business models should ultimately be able to make sense. None of this however helps in figuring out how to manage a transition from one system to another, when for all useful purposes costs are likely to double in the short term as systems are duplicated.

The most interesting scenario, though was the third. What happens as research expands. A 2.5% real increase year on year for ten years was modeled. This may seem profligate in today’s economic situation but with many countries explicitly spending stimulus money on research, or already engaged in large scale increases of structural research funding it may not be far off. This results in 28% more articles, 11% more journals, a 12% increase in subscription costs (assuming of course that only the real cost increases are passed on) and a 25% increase in the costs of peer review (£531M on a base of £1.8G).

I started this post talking about proposal refereeing. The increased cost in refereeing proposals as the volume of science increases would be added on top of that for journals. I think it is safe to say that the increase in cost would be of the same order. The refereeing system is already struggling under the burden. Funding bodies are creating new, and arguably totally unfair, rules to try and reduce the burden, journals are struggling to find referees for paper. Increases in the volume of science, whether they come from increased funding in the western world or from growing, increasingly technology driven, economies could easily increase that burden by 20-30% in the next ten years. I am sceptical that the system, as it currently exists, can cope and I am sceptical that peer review, in its current form is affordable in the medium to long term.

So, bearing in mind Paulo’s admonishment that I need to offer solutions as well as problems, what can we do about this? We need to find a way of doing peer review effectively, but it needs to be more efficient. Equally if there are areas where we can save money we should be doing that. Remember that £16.4G just to find the papers to read? I believe in post-publication peer review because it reduces the costs and time wasted in bringing work to community view and because it makes the filtering and quality assurance of that published work continuous and ongoing. But in the current context it offers significant cost savings. A significant proportion of published papers are never cited. To me it follows from this that there is no point in peer reviewing them. Indeed citation is an act of post-publication peer review in its own right and it has recently been shown that Google PageRank type algorithms do a pretty good job of identifying important papers without any human involvement at all (beyond the act of citation). Of course for PageRank mechanisms to work well the citation and its full context are needed making OA a pre-requisite.

If refereeing can be restricted to those papers that are worth the effort then it should be possible to reduce the burden significantly. But what does this mean for high impact journals? The whole point of high impact journals is that they are hard to get into. This is why both the editorial staff and peer review costs are so high for them. Many people make the case that they are crucial for helping to filter out the important papers (remember that £16.4G again). In turn I would argue that they reduce value by making the process of deciding what is “important” a closed shop, taking that decision away, to a certain extent, from the community where I feel it belongs. But at the end of the day it is a purely economic argument. What is the overall cost of running, supporting through peer review, and paying for, either by subscription or via author charges, a journal at the very top level? What are the benefits gained in terms of filtering and how do they compare to other filtering systems. Do the benefits justify the costs?

If we believe that there are better filtering systems possible, then they need to be built, and the cost benefit analysis done. The opportunity is coming soon to offer different, and more efficient, approaches as the burden becomes too much to handle. We either have to bear the cost or find better solutions.

[This has got far too long already - and I don’t have any simple answers in terms of refereeing grant proposals but will try to put some ideas in another post which is long overdue in response to a promise to Duncan Hull]

Thinking about peer review of online material: The Peer Reviewed Journal of Open Science Online

I hold no particular candle for traditional peer review. I think it is inefficient, poorly selective, self reinforcing, often poorly done, and above all, far too slow. However I also agree that it is the least worst system we have available to us.  Thus far, no other approaches have worked terribly well, at least in the communication of science research. And as the incumbent for the past fifty years or so in the post of ‘generic filter’ it is owed some respect for seniority alone.

So I am considering writing a fellowship proposal that would be based around the idea of delivering on the Open Science Agenda via three independent projects, one focussed on policy and standards development, one on delivering a shareable data analysis pipeline for small angle scattering as an exemplar of how a data analysis process can be shared, and a third project based around building the infrastructure for embedding real science projects involving chemistry and drug discovery in educational and public outreach settings. I think I can write a pretty compelling case around these three themes and I think I would be well placed to deliver on them, particularly given the collaborative support networks we are already building in these areas.

The thing is I have no conventional track record in these areas. There are a bunch of papers currently being written but none that will be out in print by the time the application is supposed to go in. My recorded contribution in this area is in blog posts, blog comments, presentations and other material, all of which are available online. But none of which are peer-reviewed in the conventional sense.

One possibility is to make a virtue of this - stating that this is a rapidly moving field - that while papers are in hand and starting to come out that the natural medium for communication with the specific community is online through blogs and other media. There is an argument that conventional peer review simply does not map on to the web of data, tools, and knowledge that is starting to come together and that measuring a contribution in this area by conventional means is simply misguided.  All of which I agree with in many ways.

I just don’t think the referees will buy it.

Which got me thinking. It’s not just me, many of the seminal works for the Open Science community are not peer reviewed papers. Bill Hooker’s three parter [1, 2, 3] at Three Quarks Daily comes to mind, as does Jean-Claude’s presentation on Nature Precedings on Open Notebook Science, Michael Nielsen’s essay The Future of Science, and Shirley Wu’s Envisioning the scientific community as One Big Lab (along with many others). It seems to me that these ought to have the status of peer reviewed papers which raises the question. We are a community of peers, we can referee, we can adopt some sort of standard of signficance and decide to apply that selectively to specific works online. So why can’t we make them peer reviewed?

What would be required? Well a stable citation obviously, so probably a DOI and some reasonably strong archival approach, probably using WebCite.  There would need to be a clear process of peer review, which need not be anonymous, but there would have to be a clear probity trail to show that an independent editor or group of referees made a decision and that appropriate revisions had been made and accepted. The bar for acceptance would also need to be set pretty high to avoid the charge of simply rubber stamping a bunch of online material. I don’t think open peer review is a problem for this community so many of the probity questions can be handled by simply having the whole process out in the open.

One model would be for an item to be submitted by posting a link on a new page on an independent Wiki . This would then be open to peer review. Once three (five?) independent reviewers had left comments and suggestions - and a version of the document created that satisfied them posted - then the new version could be re-posted at the author’s site, in a specified format which would include the DOI and arhival links, along with a badge that would be automatically aggregated to create the index a la researchblogging.org. There would need to be a charge, either for submission or acceptance - submission would keep volume down and (hopefully) quality up.

How does this differ from setting up a journal? Well two major things - one is that the author remains the publisher so the costs of publication per se are taken out of the equation. This is important as it keeps costs down - not zero, there is still the cost of the DOI and (even if it is donated) the time of editors and referees in managing the process and giving a stamp of authority. The main cost is in maintaining some sort of central index and server pointing out at the approved items. It would also be appropriate to support WebCite if that is the backstop archive. But the big costs for journals are in providing storage that is stable in the long term and managing peer review. If the costs of storage are offloaded and  the peer review process can be self organised then the costs drop significantly.

The second major advantage is that, as a community we already do a lot of this, looking over blog posts, linking to presentations, writing commentary or promoting them on FriendFeed. The reason why ArXiv worked was that there was already a culture of preprints amongst that community. The reason why commenting, rating,  and open peer review trials have not been as successful as people had hoped is because there is no pre-existing culture of doing these things. We already have a culture of open peer review in our community. Is it worth formalising it for the really high quality material that’s already out there?

I am aware that this goes against many of the principles of open and continuous review that many of you hold dear but I think it could serve two useful purposes. First it means that members of the community, particularly younger members, can bolster their CV with peer reviewed papers. Come the revolution this won’t matter but we’re not there yet. Making these contributions tangible for people could be quite powerful. Secondly it takes the important material out of the constant stream of objects flitting past on our screens and gives them a static (I won’t say permanent) priviledged place as part of the record of this field.  Many of them perhaps already have this but I think there is a value in formalising it. Is it worth considering? This proposal is out for review.

 

Can post publication peer review work? The PLoS ONE report card

This post is an opinion piece and not a rigorous objective analysis. It is fair to say that I am on the record as and advocate of the principles behind PLoS ONE and am also in favour of post publication peer review and this should be read in that light. [ed I’ve also modified this slightly from the original version because I got myself mixed up in an Excel spreadsheet]

To me, anonymous peer review is, and always has been, broken. The central principle of the scientific method is that claims and data to support those claims are placed, publically, in the view of expert peers. They are examined, and re-examined on the basis of new data, considered and modified as necessary, and ultimately discarded in favour of an improved, or more sophisticated model. The strength of this process is that it is open, allowing for extended discussion on the validity of claims, theories, models, and data. It is a bearpit, but one in which actions are expected to take place in public (or at least community) view. To have as the first hurdle to placing new science in the view of the community a process which is confidential, anonymous, arbitrary, and closed, is an anachronism.

It is, to be fair, an anachronism that was necessary to cope with rising volumes of scientific material in the years after the second world war as the community increased radically in size. A limited number of referees was required to make the system manageable and anonymity was seen as necessary to protect the integrity of this limited number of referees. This was a good solution given the technology of the day. Today, it is neither a good system, nor an efficient system, and we have in principle the ability to do peer review differently, more effectively, and more efficiently. However, thus far most of the evidence suggests that the scientific community dosen’t want to change. There is, reasonably enough, a general attitude that if it isn’t broken it doesn’t need fixing. Nonetheless there is a constant stream of suggestions, complaints, and experimental projects looking at alternatives.

The last 12-24 months have seen some radical experiments in peer review. Nature Publishing Group trialled an open peer review process. PLoS ONE proposed a qualitatively different form of peer reivew, rejecting the idea of ‘importance’ as a criterion for publication. Frontiers have developed a tiered approach where a paper is submitted into the ’system’ and will gradually rise to its level of importance based on multiple rounds of community review. Nature Precedings has expanded the role and discipline boundaries of pre-print archives and a white paper has been presented to EMBO Council suggesting that the majority of EMBO journals be scrapped in favour of retaining one flagship journal for which papers would be handpicked from a generic repository where authors would submit, along with referees’ reports and author’s response, on payment of a submission charge. Of all of these experiments, none could be said to be a runaway success so far with the possible exception of PLoS ONE. PLoS ONE, as I have written before, succeeded precisely because it managed to reposition the definition of ‘peer review’. The community have accepted this definition, primarily because it is indexed in PubMed. It will be interesting to see how this develops.

PLoS has also been aiming to develop ratings and comment systems for their papers as a way of moving towards some element of post publication peer review. I, along with some others (see full disclosure below) have been granted access to the full set of comments and some analytical data on these comments and ratings. This should be seen in the context of Euan Adie’s discussion of commenting frequency and practice in BioMedCentral journals which broadly speaking showed that around 2% of papers had comments and that these comments were mostly substantive and dealt with the science. How does PLoS ONE compare and what does this tell us about the merits or demerits of post publication peer review?

PLoS ONE has a range of commenting features, including a simple rating system (on a scale of 1-5) the ability to leave freetext notes, comments, and questions, and in keeping with a general Web 2.o feel the ability to add trackbacks, a mechanism for linking up citations from blogs. Broadly speaking a little more than 13% (380 of 2773) of all papers have ratings and around 23% have comments, notes, or replies to either (647 of 2773, not including any from PLoS ONE staff) . Probably unsurprisingly most papers that have ratings also have comments. There is a very weak positive correlation between the number of citations a paper has received (as determined from Google Scholar) and the number of comments (R^2 = 0.02, which is probably dominated by papers with both no citations and no comments, which are mostly recent, none of this is controlled for publication date).

Overall this is consistent with what we’d expect. The majority of papers don’t have either comments or ratings but a significant minority do. What is slightly suprising is that where there is arguably a higher barrier to adding something (click a button to rate versus write a text comment) there is actually more activity. This suggests to me that people are actively uncomfortable with rating papers versus leaving substantive comments. These numbers compare very favourably to those reported by Euan on comments in BioMedCentral but they are not yet moving into the realms of the majority. It should also be noted that there has been a consistent  programme at PLoS ONE with the aim of increasing the involvement of the community. Broadly speaking I would say that the data we have suggest that that programme has been a success in raising involvement.

So are these numbers ‘good’? In reality I don’t know. They seem to be an improvement on the BMC numbers arguing that as systems improve and evolve there is more involvement. However, one graph I received seems to indicate that there isn’t an increase in the frequency of comments within PLoS ONE over the past year or so which one would hope to see. Has this been a radical revision of how peer review works? Well not yet certainly, not until the vast majority of papers have ratings, but more importantly not until we have evidence that people are using those ratings. We are not yet in a position where we are about to see a stampede towards radically changed methods of peer review and this is not surprising. Tradition changes slowly - we are still only just becoming used to the idea of the ‘paper’ being something that goes beyond a pdf, embedding that within a wider culture of online rating and the use of those ratings will take some years yet.

So I have spent a number of posts recently discussing the details of how to make web services better for scientists. Have I got anything useful to offer to PLoS ONE? Well I think some of the criteria I suggested last week might be usefully considered. The problem with rating is that it lies outside the existing workflow for most people. I would guess that many users don’t even see the rating panel on the way into the paper. Why would people log into the system to look at a paper? What about making the rating implicit when people bookmark a paper in external services? Why not actually use that as the rating mechanism?

I emphasised the need for a service to be useful to the user before there are any ’social effects’ present. What can be offered to make the process of rating a paper useful to the single user in isolation? I can’t really see why anyone would find this useful unless they are dealing with huge number of papers and can’t remember which one is which from day to day. It may be useful within groups or journal clubs but all of these require a group to sign up.  It seems to me that if we can’t frame it as a useful activity for a single person then it will be difficult to get the numbers required to make this work effectively on a community scale.

In that context, I think getting the numbers to around the 10-20% level for either comments or ratings has to be seen as an immense success. I think it shows how difficult it is to get scientists to change their workflows and adopt new services. I also think there will be a lot to learn about how to improve these tools and get more community involvement. I believe strongly that we need to develop better mechanisms for handling peer review and that it will be a very difficult process getting there. But the results will be seen in more efficient dissemination of information and more effective communication of the details of the scientific process. For this PLoS, the PLoS ONE team, as well as other publishers, including BioMedCentral, Nature Publishing Group, and others, that are working on developing new means of communication and improving the ones we have deserve applause. They may not hit on the right answer first off, but the current process of exploring the options is an important one, and not without its risks for any organisation.

Full disclosure: I was approached along with a number of other bloggers to look at the data provided by PLoS ONE and to coordinate the release of blog posts discussing that data. At the time of writing I am not aware of who the other bloggers are, nor have I read what they have written. The data that was provided included a list of all PLoS ONE papers up until 30 July 2008, the number of citations, citeulike bookmarks, trackbacks, comments, and ratings for each paper. I also received a table of all comments and a timeline with number of comments per month. I have been asked not to release the raw data and will honour that request as it is not my data to release. If you would like to see the underlying data please get in contact with Bora Zivkovic.

Giving credit, filtering, and blogs versus traditional research papers

Another post prompted by an exchange of comments on Neil Saunder’s blog. The discussion here started about the somewhat arbitrary nature of what does and does not get counted as ‘worthy contributions’ in the research community. Neil was commenting on an article in Nature Biotech that had similar subject matter to some Blog posts, and he was reflecting on the fact that one would look convincing on a CV and the others wouldn’t. The conversation in the comments drifted somewhat into a discussion of peer review with Maxine (I am presuming Maxine Clarke from Nature?). You should read her comment  and the post and other comments in full but I wanted to pick out one bit. Read more »